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Featured Blogs

  • The 4 Most Important Pages on an RIA Website and Tips to Maximize Each

    The 4 Most Important Pages on an RIA Website and Tips to Maximize Each

  • The 7 Tech Tools You Need to Launch a Fee-only Firm

    The 7 Tech Tools You Need to Launch a Fee-only Firm

  • The New CFP® Domain: Psychology of Financial Planning

    The New CFP® Domain: Psychology of Financial Planning

  • 8 Simple Tips to Optimize Tax Planning as an Advisor

    8 Simple Tips to Optimize Tax Planning as an Advisor

  • When to Say No As an Advisor: Why a No Opens the Door to a Better Yes

    When to Say No As an Advisor: Why a No Opens the Door to a Better Yes
Leaving Your Firm?  The Broker Protocol is One Detail You Can't Miss

Leaving Your Firm?  The Broker Protocol is One Detail You Can't Miss

7 MIN READ 

We see many advisors with...

November 28, 2022/by Travis Johnson
State De Minimis Exemptions from RIA Registration (or Notice Filing)

State De Minimis Exemptions from RIA Registration (or Notice Filing)

10 MIN READ 

As a registered investment...

April 25, 2022/by Travis Johnson
FAQs: How to Register as an Investment Advisor

FAQs: How to Register as an Investment Advisor

10 MIN READ 

Navigating the regulatory...

June 18, 2020/by Travis Johnson
17 Compliance Tips Every Independent Financial Advisor Should Know

17 Compliance Tips Every Independent Financial Advisor Should Know

8.5 MIN READ

Here at XY Planning...

June 27, 2019/by Ashley Hunter
Everything You Need to Know About Preparing for State Registration

Everything You Need to Know About Preparing for State Registration

14 MIN READ

Wouldn’t it be great if...

April 29, 2019/by Ashley Hunter
Compliance Regulations When Relocating Your RIA to Another State

Compliance Regulations When Relocating Your RIA to Another State

It can be difficult navigating the...

May 15, 2017/by Scott Gill

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    Popular Posts:

    What Makes a Rational Consumer (and Why Financial Advisors Should Care)
    State De Minimis Exemptions from RIA Registration (or Notice Filing)
    Hiring: The Phone Screen, 10 Minutes to Make It or Break It
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    The How and Why of Side Hustles for Financial Advisors

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