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Travis Johnson

As XYPN's Director of Compliance, Travis Johnson leads the Compliance Team in the development and delivery of all of XYPN's compliance offerings and resources. Travis leverages his years of experience as a member of XYPN's Compliance Team, as well as prior experience building and running operations and compliance programs within RIAs to provide practical insights into the application of compliance rules, regulations, and industry best practices.

Recent Posts

Navigating State De Minimis Exemptions from RIA Registration (or Notice Filing)

Navigating State De Minimis Exemptions from RIA Registration (or Notice Filing)

10 MIN READ 

As a registered investment...

April 25, 2022/by Travis Johnson
FAQs: How to Register as an Investment Advisor

FAQs: How to Register as an Investment Advisor

10 MIN READ 

Navigating the regulatory...

June 18, 2020/by Travis Johnson

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